Keeping an eye on exposure
RiskComply is an online tool for the investment management industry that provides a robust combination of compliance monitoring and risk control. RiskComply is provided as a secure ASP solution, accessible via the web. It is a flexible service with minimal implementation costs, reducing the burden of deploying individual systems and the independent sourcing of reference data.
Key service components
Compliance engine
A rules engine helps identify potential and existing breaches of regulatory and contractual limits within your portfolio (including UCITS III).
Risk monitoring
Portfolio risk (VaR) is calculated across all disclosed holdings so that RiskComply can alert you to risk across most asset classes.
Data mapping
RiskComply maps securities hierarchies within your portfolios and helps better assess concentration levels and limit counterparty risk exposure.
RiskComply provides risk and compliance monitoring of asset classes, including:
· Equities
· Structured products
· Bonds
· OTC instruments
· Currencies
· Property REITs
· Exchange Traded Funds
· Private Equity Indices
· Exchange Traded Derivatives
· Fund of Funds
RiskComply uses a traffic-lights system to alert you to any likely or existing breaches of your concentration limits.
RiskComply incorporates specialist skills from three of the industry’s leading service providers – Standard & Poor’s, Aquin Components GmbH and Advanced Portfolio Technologies.
